2:18-cv-05123
L Rao Spep Acquisition Corp v. Allegis Corp
I. Executive Summary and Procedural Information
- Parties & Counsel:
- Plaintiff: S.P.E.P. Acquisition Corp. (California)
- Defendant: Allegis Corporation (Minnesota)
- Plaintiff’s Counsel: Karish & Bjorgum PC
- Case Identification: 2:18-cv-05123, C.D. Cal., 06/28/2018
- Venue Allegations: Venue is alleged to be proper because Defendant has committed acts of infringement and is believed to maintain a regular and established place of business within the judicial district.
- Core Dispute: Plaintiff alleges that Defendant’s adjustable friction hinge product infringes one utility patent and one design patent related to adjustable friction hinge technology.
- Technical Context: The technology concerns mechanical friction hinges used in a variety of applications, such as doors, lids, and enclosures, where the force required to pivot the hinge can be adjusted.
- Key Procedural History: The complaint alleges that Plaintiff provided Defendant with written notice of infringement of the utility patent on April 2, 2018, and of the design patent on June 21, 2018, prior to the filing of the amended complaint. These notices may form the basis for the willfulness allegations.
Case Timeline
| Date | Event |
|---|---|
| 2010-05-28 | Priority Date for '304 Patent |
| 2010-05-28 | Priority Date for '433 Patent |
| 2011-04-05 | '433 Patent Issued |
| 2012-06-26 | '304 Patent Issued |
| 2018-04-02 | Plaintiff allegedly provided notice of '304 Patent infringement |
| 2018-06-21 | Plaintiff allegedly provided notice of '433 Patent infringement |
| 2018-06-28 | Complaint Filing Date (First Amended) |
II. Technology and Patent(s)-in-Suit Analysis
U.S. Patent No. 8,205,304 - “Adjustable Friction Hinge,” Issued June 26, 2012
The Invention Explained
- Problem Addressed: The patent identifies deficiencies in prior art friction hinges. Designs using a simple axial screw require "a considerable amount of tightening force" to generate sufficient friction, and those using a tightening strap have a "compromised" appearance due to their "bulky base" (ʼ304 Patent, col. 1:49-57).
- The Patented Solution: The invention is a multi-component hinge that aims to generate a wide range of adjustable friction without excessive tightening force or a bulky appearance. It uses a screw to draw two compression nuts together, which in turn push two "friction bushings" inward. These friction bushings engage with beveled ends of a central "barrel bushing" located in the opposing hinge knuckle (’304 Patent, col. 5:19-34; Fig. 5). This mechanism is designed to create a large and easily adjustable frictional force between the two rotating parts of the hinge.
- Technical Importance: The design seeks to provide a more efficient mechanism for generating friction, allowing for a more compact and aesthetically pleasing hinge that can still hold heavy lids or doors in position.
Key Claims at a Glance
- The complaint asserts independent claims 1, 7, and 9 (Compl. ¶19).
- Independent Claim 1 includes the following essential elements:
- A first hinge portion with two spaced-apart knuckles, each with an opening.
- A second hinge portion with a knuckle that rotatably fits in the space between the first two knuckles.
- Two friction bushings, one in each opening of the first hinge portion, movable to engage the second hinge knuckle.
- A screw passing through the knuckles.
- A threaded compression nut in one of the first hinge portion's openings.
- A non-threaded compression nut in the other of the first hinge portion's openings.
- Wherein tightening the screw moves the compression nuts together, which in turn moves the friction bushings into contact with the second hinge knuckle to adjust the friction.
U.S. Design Patent No. D635,433 - “Adjustable Friction Hinge,” Issued April 5, 2011
The Invention Explained
- Problem Addressed: As noted in the related '304 utility patent, prior art friction hinges could be bulky and have a "compromised" appearance ('304 Patent, col. 1:55-57).
- The Patented Solution: This patent protects the specific "ornamental design for an adjustable friction hinge, as shown and described" (’433 Patent, Claim). The design features a two-leaf hinge with interlocking knuckles, rounded edges, and specific proportions, as depicted in the patent's figures (’433 Patent, Figs. 1-7).
- Technical Importance: The patent protects the aesthetic appearance of the hinge, which can be a significant factor in product selection for visible hardware components.
Key Claims at a Glance
- The patent contains a single claim for the ornamental design as shown in the drawings.
III. The Accused Instrumentality
Product Identification
- The complaint identifies "Allegis friction latches PIN H2131700" as the Accused Product (Compl. ¶5, ¶19).
Functionality and Market Context
- The complaint presents the Accused Product as a multi-component, adjustable friction hinge (Compl. ¶21). Visuals provided in the complaint, such as a photograph of the disassembled product, show that it consists of two hinge leafs with interlocking knuckles, a central screw, and various bushings and nuts that fit within the knuckles (Compl. p. 6). The complaint alleges that Defendant is a supplier of latches, handles, and hinges for a variety of commercial and industrial applications (Compl. ¶7). A technical drawing of the accused hinge is also provided, showing its dimensions and range of motion (Compl. p. 7).
IV. Analysis of Infringement Allegations
’304 Patent Infringement Allegations
The complaint alleges that a visual inspection of the Accused Product demonstrates literal infringement of every element of the asserted claims (Compl. ¶20). A key piece of evidence presented is a side-by-side photograph comparing a disassembled patented embodiment with the disassembled Accused Product (Compl. p. 6).
| Claim Element (from Independent Claim 1) | Alleged Infringing Functionality | Complaint Citation | Patent Citation |
|---|---|---|---|
| a first hinge portion having two spaced apart first hinge knuckles with opening formed in each first hinge knuckle; | The Accused Product has a hinge leaf with two spaced-apart knuckles, each containing an opening for internal components. | ¶19, ¶21 | col. 3:25-28 |
| a second hinge portion having a second hinge knuckle with an opening formed there, the second hinge knuckle rotatably fitting in a space between the two spaced apart first hinge knuckles; | The Accused Product has a second hinge leaf with a central knuckle that fits between the two knuckles of the first leaf. | ¶19, ¶21 | col. 3:29-32 |
| two friction bushings, one each located in the openings in the first hinge knuckles and being movable to engage with the second hinge knuckle; | The Accused Product contains two components, alleged to be friction bushings, located within the outer knuckles. | ¶19, ¶21 | col. 4:36-40 |
| a screw which passes through the two spaced apart first hinge knuckles and through the second hinge knuckle... | The Accused Product contains a central screw that passes through the entire knuckle assembly. | ¶19, ¶21 | col. 3:33-35 |
| a threaded compression nut inserted in the opening in one of the two spaced apart first hinge knuckles; | The Accused Product includes a component alleged to be a threaded compression nut located in one of the outer knuckles. | ¶19, ¶21 | col. 4:11-14 |
| a non-threaded compression nut inserted in the opening in the other of the two spaced apart first hinge knuckles... | The Accused Product includes a component alleged to be a non-threaded compression nut located in the other outer knuckle. | ¶19, ¶21 | col. 4:18-21 |
- Identified Points of Contention:
- Technical Questions: While the complaint provides a photo of the disassembled accused product (Compl. p. 6), the infringement analysis will depend on the precise function and interaction of its internal components. A key question will be whether the accused components function in the manner required by the claims—for example, do the accused "friction bushings" engage with the accused "second hinge knuckle" in the way the patent describes, particularly as detailed in dependent claims related to beveled ends?
- Scope Questions: The case may raise questions about the definition of terms like "friction bushing" and "barrel bushing." The analysis will examine whether the components of the accused device fall within the scope of these terms as construed from the patent's specification.
’433 Patent Infringement Allegations
The complaint alleges that the Accused Product infringes the '433 Patent because its ornamental design is substantially the same as the patented design (Compl. ¶27, ¶28). The complaint presents a side-by-side comparison of figures from the patent and a photograph of the Accused Product (Compl. p. 8).
| Patented Design Feature (from Figs. 1-7) | Alleged Infringing Feature | Complaint Citation |
|---|---|---|
| Overall shape and proportion of the two hinge leaves | The Accused Product is alleged to have the same overall visual shape and proportions. | ¶28 |
| Interlocking knuckle configuration | The Accused Product has a visually similar interlocking knuckle structure. | ¶28 |
| Contours and surface appearance | The contours and surfaces of the Accused Product are alleged to be the same as the patented design. | ¶27 |
- Identified Points of Contention:
- Scope Questions: The key legal question for design patent infringement is whether an "ordinary observer," familiar with the prior art, would be deceived into purchasing the accused product believing it to be the patented design. The dispute will center on the overall visual impression of the Accused Product compared to the '433 Patent's drawings.
V. Key Claim Terms for Construction
For the ’304 Patent:
The Term: "friction bushing"
Context and Importance: This term is central to the mechanism of action. The infringement analysis will depend on whether the corresponding components in the Accused Product perform the function of a "friction bushing" as described in the patent. Asserted claim 7 requires "two friction bushings with beveled ends," and the nature of this bevel and its interaction with the barrel bushing (as described in dependent claim 10) is critical to the invention's friction-generating capability.
Intrinsic Evidence for Interpretation:
- Evidence for a Broader Interpretation: The specification describes the friction bushings as being made of "hard plastic materials, such as polycarbonate, nylon, etc." (’304 Patent, col. 4:47-49), which could suggest the term covers a range of components made from such materials.
- Evidence for a Narrower Interpretation: The specification and claims repeatedly describe the bushings as having "inwardly facing beveled ends" that "impinge on the beveled ends of the barrel bushing" (’304 Patent, col. 6:46-53, Claim 6). This specific interaction could be used to argue for a narrower construction limited to bushings that function via this precise beveled engagement.
The Term: "barrel bushing"
Context and Importance: This component is the surface against which the "friction bushings" act to create adjustable friction. Its properties, particularly being "non-rotatably positioned" and having "beveled ends," are key to the claimed invention. Practitioners may focus on whether the accused central component has these specific structural and functional characteristics.
Intrinsic Evidence for Interpretation:
- Evidence for a Broader Interpretation: The patent notes it is "possible that the intermediate barrel bushing 182 can be formed directly with the second hinge portion 102 rather than comprising a separate piece" (’304 Patent, col. 4:61-64), which might support a construction that is not limited to a separate, inserted component.
- Evidence for a Narrower Interpretation: Claim 4 requires the barrel bushing to be "formed of a material different than the second hinge portion." The specification also describes it as having a "non-round cross-section" that "fits into the opening in the second hinge portion" to prevent rotation (’304 Patent, col. 6:33-36). These details could support a narrower definition requiring a distinct, non-rotating, specially shaped component.
VI. Other Allegations
- Indirect Infringement: The complaint does not plead a separate count for indirect infringement.
- Willful Infringement: The complaint alleges willful infringement for both patents. The allegations are based on alleged pre-suit knowledge of the patents, stemming from written notices sent to Defendant on April 2, 2018 for the ’304 Patent and June 21, 2018 for the ’433 Patent (Compl. ¶17, ¶23, ¶30).
VII. Analyst’s Conclusion: Key Questions for the Case
- A central question for the utility patent will be one of technical and functional mapping: Do the internal components of the Accused Product operate in the specific manner required by the claims? In particular, does the interaction between its internal bushings and central knuckle meet the limitations related to "beveled ends" and non-rotational positioning that appear critical to the patented invention's friction mechanism?
- For the design patent, the case will turn on the "ordinary observer" test: Is the overall ornamental appearance of the Accused Product substantially the same as the design claimed in the '433 Patent? The side-by-side visual comparisons provided in the complaint frame this as a direct factual dispute for the finder of fact.
- A key evidentiary issue for damages will be willfulness: Did Defendant's alleged infringement continue after it received written notice of the patents-in-suit, and if so, did this conduct rise to the level of objective recklessness required for an enhancement of damages?