1:23-cv-00717
Pfizer Inc v. Aurobindo Pharma Ltd
I. Executive Summary and Procedural Information
- Parties & Counsel:- Plaintiff: Pfizer Inc. (DE), C.P. Pharmaceuticals International C.V. (Netherlands), PF Prism CV. (Netherlands), PBG Puerto Rico LLC (Puerto Rico), and PF Prism Imb BV. (Netherlands)
- Defendant: Aurobindo Pharma Limited (India) and Aurobindo Pharma USA, Inc. (DE)
- Plaintiff’s Counsel: Morris, Nichols, Arsht & Tunnell LLP
 
- Case Identification: 1:23-cv-00717, D. Del., 06/30/2023
- Venue Allegations: Venue is asserted based on Defendant Aurobindo Pharma USA, Inc. being a Delaware corporation and on allegations that the accused generic product, upon approval, will be marketed, distributed, and used in Delaware.
- Core Dispute: Plaintiff alleges that Defendant's filing of an Abbreviated New Drug Application (ANDA) to market a generic version of the drug Xeljanz® XR constitutes an act of infringement of a patent covering the active pharmaceutical ingredient, tofacitinib.
- Technical Context: The technology lies in the field of small-molecule therapeutics, specifically Janus Kinase (JAK) inhibitors, which are used as immunosuppressive agents to treat various autoimmune disorders.
- Key Procedural History: This is a Hatch-Waxman action triggered by Defendant's filing of an ANDA with a Paragraph IV certification. The patent-in-suit, RE41,783, is a reissue of an earlier patent, and its expiration date was extended by the USPTO. The complaint notes that the Defendant's Paragraph IV notice letter asserts the patent is invalid but does not include a non-infringement argument.
Case Timeline
| Date | Event | 
|---|---|
| 1999-12-10 | RE'783 Patent Priority Date | 
| 2003-09-30 | Original U.S. Patent No. 6,627,754 Issue Date | 
| 2010-09-28 | RE'783 Patent Issue Date | 
| 2016-12-14 | USPTO extends expiration date of RE'783 Patent | 
| 2023-05-17 | Date of Aurobindo's Paragraph IV Notice Letter to Pfizer | 
| 2023-06-30 | Complaint Filing Date | 
II. Technology and Patent(s)-in-Suit Analysis
U.S. Reissue Patent No. RE41,783 - Pyrrolo[2,3-d]pyrimidine Compounds
The Invention Explained
- Problem Addressed: The patent addresses the need for effective immunosuppressive agents for treating organ transplant rejection and a range of autoimmune and T-cell proliferative disorders, such as rheumatoid arthritis and psoriasis (RE’783 Patent, col. 5:12-23, 39-42).
- The Patented Solution: The invention discloses a class of pyrrolo[2,3-d]pyrimidine compounds that function as inhibitors of the Janus Kinase 3 (JAK3) enzyme (RE’783 Patent, Abstract). By blocking the JAK3 signaling pathway, which is critical for the maturation and function of B and T lymphocytes, these compounds are designed to modulate the immune system (RE’783 Patent, col. 5:35-42).
- Technical Importance: The approach was significant because JAK3 expression is primarily limited to hematopoietic (blood) cells, unlike other JAK family members that are more broadly expressed (RE’783 Patent, col. 5:26-28). This specificity suggested that a JAK3 inhibitor could achieve immunosuppression with a more targeted mechanism.
Key Claims at a Glance
- The complaint asserts infringement of at least independent claim 4 (Compl. ¶40).
- Claim 4 recites a specific chemical compound and its salts:- A compound which is "3-{4-Methyl-3-[methyl-(7H-pyrrolo[2,3-d]pyrimidin-4-yl)-amino]-piperidin-1-yl}-3-oxo-propionitrile"
- or a pharmaceutically acceptable salt thereof
 
III. The Accused Instrumentality
Product Identification
- "Aurobindo Generic XR Tablets" (Compl. ¶2).
Functionality and Market Context
The accused instrumentality is Aurobindo's Abbreviated New Drug Application (ANDA) No. 218462, which seeks FDA approval to market extended-release tablets containing "tofacitinib citrate" (Compl. ¶¶2, 31). The tablets are described as containing an 11 mg equivalent of tofacitinib base for once-daily administration (Compl. ¶18). Tofacitinib is identified as an inhibitor of Janus kinases ("JAKs") indicated for treating conditions such as rheumatoid arthritis (Compl. ¶20). The product is a proposed generic equivalent of Pfizer's brand-name drug, Xeljanz® XR (Compl. ¶2).
No probative visual evidence provided in complaint.
IV. Analysis of Infringement Allegations
The infringement allegation is based on 35 U.S.C. § 271(e)(2), where the filing of the ANDA is the statutory act of infringement. The core of the allegation is that the active ingredient in Aurobindo's proposed product is the same compound covered by Pfizer's patent.
- RE'783 Patent Infringement Allegations
| Claim Element (from Independent Claim 4) | Alleged Infringing Functionality | Complaint Citation | Patent Citation | 
|---|---|---|---|
| 3-{4-Methyl-3-[methyl-(7H-pyrrolo[2,3-d]pyrimidin-4-yl)-amino]-piperidin-1-yl}-3-oxo-propionitrile | The active ingredient in the accused product is tofacitinib, whose chemical name, "(3R,4R)-4-methyl-3-(methyl-7H-pyrrolo [2,3-d] pyrimidin-4-ylamino)-ß-oxo-1-piperidinepropanenitrile", corresponds to this structure. | ¶¶18, 19 | col. 19:35-39 | 
| or a pharmaceutically acceptable salt thereof | Aurobindo's ANDA product is identified as "tofacitinib citrate," which is a citrate salt of the claimed compound. | ¶¶2, 18 | col. 4:5-11 | 
- Identified Points of Contention:- Validity vs. Infringement: The complaint alleges that Aurobindo's Paragraph IV notice letter asserts patent invalidity but "does not contain a noninfringement argument" (Compl. ¶36). This suggests the primary legal battle may concern the patent's validity (e.g., obviousness) rather than whether the accused product infringes.
- Scope Questions: A potential question for the court could relate to stereochemistry. The complaint identifies the accused active ingredient as the (3R,4R) stereoisomer (Compl. ¶19), whereas Claim 4 does not specify any particular stereoisomer. The issue may arise as to whether the claim, as written, unambiguously covers this specific configuration.
 
V. Key Claim Terms for Construction
In a chemical compound case like this, formal claim construction disputes over terms are less common than in other technology areas. However, the scope of the chemical name itself may be a point of focus.
- The Term: "3-{4-Methyl-3-[methyl-(7H-pyrrolo[2,3-d]pyrimidin-4-yl)-amino]-piperidin-1-yl}-3-oxo-propionitrile"
- Context and Importance: Practitioners may focus on this term because its structural definition lacks any explicit stereochemical limitations (e.g., 'cis'/'trans' or 'R'/'S'). The infringement analysis depends on whether this broadly recited compound reads on the specific (3R,4R) isomer allegedly used in the accused product (Compl. ¶19).
- Intrinsic Evidence for Interpretation:- Evidence for a Broader Interpretation: The plain language of the claim itself is not limited to any single stereoisomer. The specification supports this by stating that the compounds of the invention have asymmetric centers and that the invention "relates to the use of all optical isomers and stereoisomers of the compounds of the present invention, and mixtures thereof" (RE’783 Patent, col. 7:26-31).
- Evidence for a Narrower Interpretation: The complaint and patent do not appear to provide explicit evidence that would support construing this term to cover anything less than all stereoisomers. An argument to narrow the claim to a specific isomer or mixture described in the examples would typically face challenges against broad claim language.
 
VI. Other Allegations
- Indirect Infringement: The complaint alleges that Aurobindo Pharma USA, Inc. induced infringement by its parent, Aurobindo Pharma Limited (Compl., Count II). The alleged inducing acts include "actively and knowingly causing to be submitted and/or assisting with, participating in, contributing to, and/or directing the submission" of the ANDA to the FDA, with knowledge that the submission would constitute infringement (Compl. ¶47).
- Willful Infringement: The complaint does not contain an explicit allegation of willful infringement. However, it alleges that Aurobindo had knowledge of the RE'783 patent when it submitted its ANDA (Compl. ¶41) and requests a finding that the case is "exceptional" under 35 U.S.C. § 285, which could entitle Pfizer to an award of attorneys' fees (Compl., Prayer for Relief ¶E).
VII. Analyst’s Conclusion: Key Questions for the Case
The complaint and the procedural posture of this Hatch-Waxman case frame several key questions for the litigation.
- A central issue will be one of validity, not infringement: Given the complaint’s assertion that the defendant’s Paragraph IV notice letter argues only for invalidity and not non-infringement, the case will likely focus on whether the RE'783 patent is valid over the prior art, rather than on a technical dispute over whether the accused product meets the limitations of Claim 4.
- A secondary question is one of chemical scope: Can Claim 4, which recites a chemical structure without specifying its stereochemistry, be challenged as not covering the specific (3R,4R) stereoisomer that constitutes the active ingredient in both the branded and accused generic products?