1:26-cv-00353
Oyster Point Pharma Inc v. Lupin Ltd
I. Executive Summary and Procedural Information
- Parties & Counsel:
- Plaintiff: Oyster Point Pharma, Inc. (Delaware)
- Defendant: Lupin Ltd. (India)
- Plaintiff’s Counsel: Rivkin Radler LLP; Perkins Coie LLP
- Case Identification: 1:26-cv-00353, D.N.J., 01/12/2026
- Venue Allegations: Plaintiff alleges venue is proper in the District of New Jersey because Defendant is a foreign corporation subject to personal jurisdiction in the district, where it regularly transacts business and maintains offices and facilities.
- Core Dispute: Plaintiff alleges that Defendant’s filing of an Abbreviated New Drug Application (ANDA) to market a generic version of Plaintiff’s TYRVAYA® (varenicline solution) nasal spray infringes nine U.S. patents covering the drug’s composition and methods of use for treating dry eye disease.
- Technical Context: The technology relates to using a nicotinic acetylcholine receptor agonist, varenicline, administered as a nasal spray to stimulate natural tear production for the treatment of dry eye disease, a common ophthalmic condition.
- Key Procedural History: This action was initiated under the Hatch-Waxman Act following Defendant’s notification to Plaintiff, via a letter dated November 26, 2025, of its filing of an ANDA with a Paragraph IV certification. Plaintiff filed this complaint within the statutory 45-day window, triggering an automatic 30-month stay on the FDA’s approval of Defendant's generic product.
Case Timeline
| Date | Event |
|---|---|
| 2014-10-20 | Earliest Priority Date for all Patents-in-Suit |
| 2016-11-29 | U.S. Patent No. 9,504,644 Issued |
| 2016-11-29 | U.S. Patent No. 9,504,645 Issued |
| 2017-01-03 | U.S. Patent No. 9,532,944 Issued |
| 2017-03-21 | U.S. Patent No. 9,597,284 Issued |
| 2019-10-29 | U.S. Patent No. 10,456,396 Issued |
| 2022-01-18 | U.S. Patent No. 11,224,598 Issued |
| 2024-02-20 | U.S. Patent No. 11,903,941 Issued |
| 2024-02-20 | U.S. Patent No. 11,903,943 Issued |
| 2024-02-27 | U.S. Patent No. 11,911,380 Issued |
| 2025-11-26 | Date of Defendant’s Paragraph IV Notice Letter |
| 2025-12-01 | Plaintiff’s Receipt of Defendant’s Notice Letter |
| 2026-01-12 | Complaint Filing Date |
II. Technology and Patent(s)-in-Suit Analysis
No probative visual evidence provided in complaint.
U.S. Patent No. 10,456,396 - *"Dry Eye Treatments"*
- Patent Identification: U.S. Patent No. 10,456,396, "Dry Eye Treatments," issued October 29, 2019.
- The Invention Explained:
- Problem Addressed: The patent addresses Dry Eye Disease ("DED"), a condition affecting millions of people that results from the disruption of the natural tear film on the eye’s surface, leading to discomfort, visual disturbance, and potential ocular health deficiencies (ʼ396 Patent, col. 1:12-24).
- The Patented Solution: The invention is a method for increasing tear production by locally administering a nicotinic acetylcholine receptor agonist into the nasal cavity. This approach is designed to stimulate tear production by activating the trigeminal parasympathetic pathway, while the agonist is selected to not cross the blood-brain barrier, thereby avoiding undesired systemic or psychoactive side effects associated with systemic administration of such agonists (ʼ396 Patent, col. 2:4-18, Abstract).
- Technical Importance: The invention provides a method to treat DED by stimulating the body's natural tear production mechanism through a non-obvious administrative route (nasal cavity), offering a potential alternative to artificial tears or other treatments (ʼ396 Patent, col. 10:57-65).
- Key Claims at a Glance: The complaint does not assert specific claims of the ’396 Patent but alleges infringement of one or more claims (Compl. ¶177). Claim 1, an independent method claim, is representative and includes the following essential elements:
- A method of increasing tear production in an individual in need thereof;
- Comprising the local administration of a therapeutically effective amount of a nicotinic acetylcholine receptor agonist into the nasal cavity;
- Wherein the agonist selectively binds to the peripheral nicotinic acetylcholine receptor and does not cross the blood-brain barrier in a pharmacologically relevant concentration; and
- Wherein the agonist selectively binds to the peripheral nicotinic acetylcholine receptor subtype alpha4beta2.
U.S. Patent No. 11,224,598 - *"Methods of Increasing Lacrimal Proteins"*
- Patent Identification: U.S. Patent No. 11,224,598, "Methods of Increasing Lacrimal Proteins," issued January 18, 2022.
- The Invention Explained:
- Problem Addressed: The patent addresses DED, which can be caused by insufficient aqueous tear production or excessive evaporation, leading to an inflamed ocular surface and a progressive "vicious cycle" of damage (ʼ598 Patent, col. 10:30-53).
- The Patented Solution: The invention is a method for increasing the amount or concentration of lacrimal proteins (a component of natural tears) by administering a specific dose of varenicline (a nicotinic acetylcholine receptor agonist) into the nasal cavity. The method specifies a formulation for nasal administration with a defined concentration range of varenicline (ʼ598 Patent, Abstract, Claim 1).
- Technical Importance: The invention provides a specific therapeutic agent (varenicline), dosage range, and formulation concentration for nasal administration to increase lacrimal proteins, offering a targeted pharmacological approach to treating DED (’598 Patent, col. 2:4-8).
- Key Claims at a Glance: The complaint does not assert specific claims of the ’598 Patent but alleges infringement of one or more claims (Compl. ¶208). Claim 1, an independent method claim, is representative and includes the following essential elements:
- A method of increasing an amount or concentration of one or more lacrimal proteins produced in an individual in need thereof;
- Comprising nasally administering between 5 micrograms and 1000 micrograms of varenicline to the individual;
- Wherein the varenicline is provided in a pharmaceutical formulation formulated for nasal administration; and
- Wherein the pharmaceutical formulation comprises between about 0.1 mg/mL and about 10 mg/mL of varenicline.
Multi-Patent Capsule Summaries
Patent Identification: U.S. Patent No. 9,504,644, "Methods of Increasing Tear Production," issued November 29, 2016 (Compl. ¶17).
Technology Synopsis: This patent claims methods of increasing tear production by administering a nicotinic acetylcholine receptor agonist into the nasal cavity. The invention focuses on achieving a therapeutic effect without causing undesired systemic side effects.
Asserted Claims: The complaint alleges infringement of one or more claims without specifying them (Compl. ¶53).
Accused Features: The accused features are the use of Lupin's ANDA Product according to its proposed label, which is alleged to instruct users to perform the patented method (Compl. ¶¶63, 70-71).
Patent Identification: U.S. Patent No. 9,504,645, "Pharmaceutical Formulations for Treating Ocular Conditions," issued November 29, 2016 (Compl. ¶18).
Technology Synopsis: This patent claims pharmaceutical formulations containing a nicotinic acetylcholine receptor agonist, designed for local administration to the nasal cavity to prevent desensitization and avoid systemic bioavailability. The formulation is intended for treating ocular conditions.
Asserted Claims: The complaint alleges infringement of one or more claims without specifying them (Compl. ¶84).
Accused Features: The accused feature is Lupin’s ANDA Product itself, which is alleged to be a formulation covered by the patent claims (Compl. ¶¶94, 97).
Patent Identification: U.S. Patent No. 9,532,944, "Methods of Improving Ocular Discomfort," issued January 3, 2017 (Compl. ¶19).
Technology Synopsis: This patent claims methods for improving ocular discomfort by administering a nicotinic acetylcholine receptor agonist into the nasal cavity. The method aims to provide relief from symptoms associated with dry eye disease.
Asserted Claims: The complaint alleges infringement of one or more claims without specifying them (Compl. ¶115).
Accused Features: The accused features are the use of Lupin's ANDA Product according to its proposed label, which allegedly instructs for use in a manner that improves ocular discomfort (Compl. ¶¶125, 132-133).
Patent Identification: U.S. Patent No. 9,597,284, "Dry Eye Treatments," issued March 21, 2017 (Compl. ¶20).
Technology Synopsis: This patent claims methods of treating dry eye by administering a nicotinic acetylcholine receptor agonist into the nasal cavity. The invention specifies that the agonist selectively binds to peripheral receptors without crossing the blood-brain barrier.
Asserted Claims: The complaint alleges infringement of one or more claims without specifying them (Compl. ¶146).
Accused Features: The accused features are the use of Lupin's ANDA Product according to its proposed label, which allegedly instructs users to perform the patented method of treating dry eye (Compl. ¶¶156, 163-164).
Patent Identification: U.S. Patent Nos. 11,903,941, 11,903,943, and 11,911,380, all titled "Compositions and Use of Varenicline for Treating Dry Eye," issued in February 2024 (Compl. ¶¶23-25).
Technology Synopsis: These patents claim compositions containing varenicline and methods of using varenicline administered as a nasal spray for the treatment of dry eye disease. They cover both the specific drug formulation and its method of application.
Asserted Claims: The complaint alleges infringement of one or more claims from each patent without specifying them (Compl. ¶¶239, 270, 301).
Accused Features: Both the composition of Lupin's varenicline ANDA Product and its proposed method of use for treating dry eye are accused of infringing these patents (Compl. ¶¶249, 280, 311).
III. The Accused Instrumentality
- Product Identification: The accused instrumentality is Defendant Lupin's generic varenicline solution, 0.03 mg per spray, for which it seeks FDA approval under ANDA No. 220392 (“Lupin’s ANDA Product”) (Compl. ¶¶1, 12).
- Functionality and Market Context: Lupin’s ANDA Product is alleged to have the same active ingredient (varenicline), dosage form (nasal spray), and strength as Oyster Point’s TYRVAYA®, and to be bioequivalent (Compl. ¶42). The product is intended for the treatment of the signs and symptoms of dry eye disease (Compl. ¶45). The complaint alleges that upon approval, Lupin will market its product as a generic alternative to TYRVAYA® in the United States (Compl. ¶¶1, 49).
IV. Analysis of Infringement Allegations
U.S. Patent No. 10,456,396 Infringement Allegations
The complaint does not provide a claim chart. The following table summarizes the infringement theory for representative Claim 1 based on the complaint's narrative allegations.
| Claim Element (from Independent Claim 1) | Alleged Infringing Functionality | Complaint Citation | Patent Citation |
|---|---|---|---|
| A method of increasing tear production in an individual in need thereof, comprising the local administration of a therapeutically effective amount of a nicotinic acetylcholine receptor agonist into the nasal cavity... | Lupin’s proposed label will allegedly instruct patients and physicians to nasally administer its ANDA Product, which contains varenicline (a nicotinic acetylcholine receptor agonist), for the treatment of signs and symptoms of dry eye disease (Compl. ¶¶41, 46). | ¶¶177, 194-195 | col. 2:4-8 |
| ...wherein the agonist selectively binds to the peripheral nicotinic acetylcholine receptor and does not cross the blood-brain barrier in a pharmacologically relevant concentration... | The complaint alleges that the use of Lupin's ANDA Product according to its label will be covered by one or more claims of the patent, which requires this functional outcome (Compl. ¶187). | ¶187 | col. 2:9-11 |
| ...and selectively binds to the peripheral nicotinic acetylcholine receptor subtype alpha4beta2. | The complaint alleges that the use of Lupin's ANDA Product according to its label will meet the limitations of the patent's claims, which includes this specific binding property (Compl. ¶187). | ¶187 | col. 13:10-15 |
- Identified Points of Contention:
- Technical Questions: A primary question will be evidentiary: what evidence does Plaintiff have that Defendant's varenicline product, when administered, performs the specific functions required by the claim? For instance, what is the proof that it "does not cross the blood-brain barrier in a pharmacologically relevant concentration" and that it "selectively binds" to the alpha4beta2 subtype receptor as claimed?
U.S. Patent No. 11,224,598 Infringement Allegations
The complaint does not provide a claim chart. The following table summarizes the infringement theory for representative Claim 1 based on the complaint's narrative allegations.
| Claim Element (from Independent Claim 1) | Alleged Infringing Functionality | Complaint Citation | Patent Citation |
|---|---|---|---|
| A method of increasing an amount or concentration of one or more lacrimal proteins... comprising nasally administering... varenicline... | Lupin’s ANDA Product is a varenicline solution intended for nasal administration, and its proposed label will instruct users to administer it for treating dry eye disease, which inherently involves the production of lacrimal proteins (Compl. ¶¶41, 46, 225-226). | ¶¶208, 225-226 | col. 5:41-50 |
| ...between 5 micrograms and 1000 micrograms of varenicline... | Lupin's ANDA product is alleged to have a strength of 0.03 mg (30 micrograms) per spray, which falls within the claimed dosage range (Compl. ¶45). | ¶45 | col. 9:1-4 |
| ...the pharmaceutical formulation comprises between about 0.1 mg/mL and about 10 mg/mL of varenicline. | The complaint does not provide sufficient detail for analysis of the varenicline concentration in Lupin’s ANDA Product. It only specifies the dose per spray, not the concentration of the solution. | N/A | col. 10:44-48 |
- Identified Points of Contention:
- Factual Questions: A key factual question will be the precise concentration (in mg/mL) of varenicline in Lupin’s ANDA Product. Infringement will depend on whether this concentration falls within the range specified by the claim, and how the court construes the term "about."
V. Key Claim Terms for Construction
The Term: "selectively binds to the peripheral nicotinic acetylcholine receptor" (from the ’396 Patent lineage)
Context and Importance: This functional language is central to distinguishing the patented method from systemic treatments. The definition of "selectively binds" will be critical for determining infringement, as it defines the mechanism of action required by the claims. Practitioners may focus on this term because the dispute will likely involve competing expert testimony on whether the accused product's mechanism meets this specific binding profile.
Intrinsic Evidence for Interpretation:
- Evidence for a Broader Interpretation: The specification describes a range of nicotinic acetylcholine receptor agonists that are suitable for the invention, which may suggest that "selectively binds" is not meant to be overly restrictive to a single binding profile but rather to a class of compounds that act primarily on peripheral receptors (’396 Patent, col. 7:10-15).
- Evidence for a Narrower Interpretation: The specification explicitly contrasts the invention with agonists that cross the blood-brain barrier and cause psychoactive side effects, suggesting "selectively binds to the peripheral... receptor" implies a binding affinity that is functionally exclusive of significant central nervous system activity (’396 Patent, col. 2:8-18).
The Term: "about" (from the ’598 Patent lineage)
Context and Importance: This term modifies the claimed concentration range of "between about 0.1 mg/mL and about 10 mg/mL of varenicline." The scope of "about" will determine the boundaries of the claim and could be dispositive of infringement if Lupin's product has a concentration just outside the 0.1-10 mg/mL range.
Intrinsic Evidence for Interpretation:
- Evidence for a Broader Interpretation: The patent discloses multiple examples of formulations with varying concentrations, which may support an interpretation that "about" is intended to provide flexibility and encompass formulations that are functionally similar even if numerically slightly outside the stated range (’598 Patent, col. 45-46).
- Evidence for a Narrower Interpretation: The patent provides specific numerical ranges and examples, which may suggest that "about" is intended only to account for standard experimental or manufacturing variability, not to substantively widen the claimed range (’598 Patent, col. 45-46).
VI. Other Allegations
- Indirect Infringement: The complaint makes detailed allegations of induced infringement. It asserts that Lupin’s proposed product label will knowingly and intentionally instruct and encourage physicians and patients to administer the ANDA Product in a manner that directly infringes the asserted method claims (e.g., Compl. ¶¶70-75, 101-106).
- Willful Infringement: Willfulness is alleged for all patents based on Lupin's pre-suit knowledge. The complaint asserts that Lupin's filing of a Paragraph IV certification and its associated notice letter demonstrate actual knowledge of the patents prior to the infringing act of filing the ANDA (e.g., Compl. ¶¶57-58, 88-89).
VII. Analyst’s Conclusion: Key Questions for the Case
This case appears to present three central questions for the court:
- A core issue will be one of claim scope and function: For the method claims, can Oyster Point prove that Lupin’s generic product, when used as directed, necessarily performs the specific biological functions recited in the claims, such as selective binding to receptor subtypes and not crossing the blood-brain barrier?
- A second issue will be one of compositional infringement: For the formulation claims, does the precise concentration of varenicline in Lupin’s ANDA product fall within the numerical range defined by the claims, particularly in light of how the court construes the term "about"?
- Finally, a key question for the method claims will be inducement: Assuming the methods are valid and direct infringement by users is established, does Lupin's proposed product label contain sufficient instruction and encouragement to establish the specific intent required to find induced infringement?