DCT

1:20-cv-05029

Mountech IP LLC v. Samsung Electronics America Inc

Key Events
Complaint
complaint

I. Executive Summary and Procedural Information

  • Parties & Counsel:
  • Case Identification: 1:20-cv-05029, S.D.N.Y., 06/30/2020
  • Venue Allegations: Venue is alleged to be proper based on Defendant's residence within the Southern District of New York.
  • Core Dispute: Plaintiff alleges that Defendant’s smartphone predictive text systems infringe patents related to methods for contextual data entry completion.
  • Technical Context: The technology addresses improving the speed and accuracy of text input on electronic devices by automatically suggesting word completions based on the context of previously entered text.
  • Key Procedural History: The complaint does not mention any prior litigation, inter partes review proceedings, or licensing history related to the patents-in-suit.

Case Timeline

Date Event
2005-01-21 Earliest Priority Date ('784 and '805 Patents)
2011-08-02 U.S. Patent No. 7,991,784 Issues
2012-11-13 U.S. Patent No. 8,311,805 Issues
2020-06-30 Complaint Filed

II. Technology and Patent(s)-in-Suit Analysis

U.S. Patent No. 7,991,784 - “Automatic Dynamic Contextual Data Entry Completion System,” issued August 2, 2011 (’784 Patent)

The Invention Explained

  • Problem Addressed: The patent identifies that text entry on devices like cell phones can be "slow and burdensome" (’784 Patent, col. 1:35-36). It asserts that prior art word completion systems were limited, relying on static dictionaries or simple "most recently used" word lists, and that there was a "lack of a true context based system that is dynamic and automatic" (’784 Patent, col. 2:8-9).
  • The Patented Solution: The invention proposes a method for a "character entry system" that goes beyond existing techniques to be "automatic, dynamic, and context based" (’784 Patent, col. 2:23-24). It does this by "computing contextual associations between multiple character strings based upon co-occurrence of character strings relative to each other in documents present in the character entry system" (’784 Patent, col. 2:27-31). This allows the system to suggest word completions that are relevant to the specific topic being written about.
  • Technical Importance: The described approach sought to make text entry more efficient and intuitive on mobile devices, which were becoming increasingly central to communication and data management (’784 Patent, col. 1:20-27).

Key Claims at a Glance

  • The complaint asserts infringement of at least Claim 1 (Compl. ¶17).
  • Independent Claim 1 requires:
    • A method performed in a character entry system for completing incomplete character strings.
    • Computing contextual associations between character strings based on their occurrence relative to each other in documents present in the system.
    • This computing step includes identifying pertinent documents, creating a list of character strings from those documents, and creating an interrelationship between distinct strings based on their occurrence.
    • In response to user input exceeding a threshold, identifying a selectable string from the computed associations to complete the input in context.
    • Providing the selectable string to the user for selection.
    • Receiving the user's selection and completing the input string.
  • The complaint does not explicitly reserve the right to assert other claims, but this is a standard practice.

U.S. Patent No. 8,311,805 - “Automatic Dynamic Contextual Data Entry Completion System,” issued November 13, 2012 (’805 Patent)

The Invention Explained

  • Problem Addressed: The ’805 Patent addresses the same problem as the ’784 Patent: the inefficiency of prior art text completion systems and the need for a dynamic, context-based solution (’805 Patent, col. 2:8-9).
  • The Patented Solution: This patent discloses a more specific, quantitative method for achieving contextual completion. The system "comput[es] relationship scores for individual character strings" which consist of "co-occurrence scores between pairs of distinct character strings stored in a single matrix" (’805 Patent, col. 19:28-33). Suggestions are then identified based on an "overall ranking score" that is computed as a function of the relationship score and "at least one other score" (’805 Patent, col. 19:39-41).
  • Technical Importance: This invention provided a more structured, score-based framework for contextual prediction, suggesting a path to improved ranking and accuracy of word suggestions compared to less defined association methods (’805 Patent, Abstract).

Key Claims at a Glance

  • The complaint asserts infringement of Claims 1 and 2 (Compl. ¶27).
  • Independent Claim 1 requires:
    • A method performed in a character entry system.
    • Computing relationship scores for character strings from documents, where the scores consist of co-occurrence scores between string pairs stored in a single matrix.
    • In response to user input exceeding a threshold, identifying a selectable string based on an "overall ranking score" which is itself a function of the "relationship score and at least one other score."
    • Providing the selectable string to a user.
  • Dependent Claim 2 further specifies that each relationship score represents the contextual association based on the co-occurrence of strings relative to each other (Compl. ¶24; ’805 Patent, col. 19:44-47).

III. The Accused Instrumentality

Product Identification

The complaint identifies the "Samsung Galaxy Note 10" as the "Accused Product," specifically implicating its "predictive text system" (Compl. ¶28).

Functionality and Market Context

The complaint alleges the Accused Product’s predictive text system performs a method of completing incomplete character strings input by a user (Compl. ¶28). This system is alleged to compute "contextual associations" by analyzing the "number of adjacent co-occurrence of pairs of various character strings" in documents like "notes, messages, email, etc." stored on the device (Compl. ¶30). The complaint presents a scenario where, after the system processes text containing various names, typing "James m" results in suggestions of "maxwell" and "Monroe" based on the learned co-occurrence frequencies (Compl. ¶31).

IV. Analysis of Infringement Allegations

’784 Patent Infringement Allegations

Claim Element (from Independent Claim 1) Alleged Infringing Functionality Complaint Citation Patent Citation
computing contextual associations between multiple character strings based upon occurrence of character strings relative to each other in documents present in the character entry system The Accused Product computes associations based on the "number of adjacent co-occurrence of pairs of various character strings" in documents like notes and emails. ¶30 col. 2:27-31
wherein the computing contextual associations comprises: (i) identifying pertinent documents present in the character entry system The Accused Product identifies pertinent documents, such as "stored notes or notes being composed." ¶33 col. 18:23-25
(ii) creating a list of character strings contained within documents... and (iii) creating an interrelationship between distinct character strings... using their occurrence in the documents The Accused Product creates a list of strings and an interrelationship based on the "frequency of adjacent appearance of pairs of character strings." ¶34 col. 18:26-31
in response to the user inputting a specified threshold of individual characters... identifying at least one selectable character string... that can complete the incomplete input character string in context In response to input (e.g., "James m"), the system identifies selectable strings (e.g., "maxwell") based on the computed associations. ¶35 col. 18:32-38
providing the identified at least one selectable character string to a user in a manner suitable for selection The system suggests words to the user for selection via the touchscreen. The complaint describes a matrix, provided as an exhibit, which depicts the frequency of co-occurrence between the string "James" and other strings to illustrate how the system selects completions (Compl. ¶36). ¶36 col. 18:39-42
receiving, in the system, the user's selection and completing the incomplete input character string based upon the selection The system receives the user's selection of a suggested word and completes the text entry. ¶37 col. 18:43-45

’805 Patent Infringement Allegations

Claim Element (from Independent Claim 1) Alleged Infringing Functionality Complaint Citation Patent Citation
computing relationship scores for individual character strings... the relationship scores consisting of a function consisting of co-occurrence scores between pairs of distinct character strings stored in a single matrix The Accused Product computes scores based on the "mutual co-occurrence with adjacency" of character strings, which are associated in a matrix. ¶41 col. 19:28-33
in response to inputting of a string of individual characters that exceeds a specified threshold, identifying at least one selectable character string... based upon an overall ranking score computed as a function of a relationship score and at least one other score After a user inputs a starting character of a word, the system identifies selectable strings based on an overall ranking that considers the frequency of co-occurrence. For example, "maxwell" is suggested over "Michener" because its co-occurrence count with "James" is higher. ¶42 col. 19:34-41
providing the identified at least one selectable character string to a user for selection The system provides suggested words to the user for selection. ¶43 col. 19:42-43

Identified Points of Contention

  • Technical Questions: A primary question will be whether the internal algorithm of the Accused Product actually performs the steps as claimed. The complaint's allegations are based on observing the system's output ("black box" testing) (Compl. ¶31). Discovery will be needed to determine if the system internally "comput[es] relationship scores" and combines them into an "overall ranking score" as required by the ’805 Patent, or if it uses a different method that produces a similar result.
  • Scope Questions: The case may turn on whether the accused functionality, which is alleged to be based on the "frequency of mutual co-occurrence of the string" (Compl. ¶31), meets the more specific claim limitations of a "relationship score" and a separate "overall ranking score computed as a function of" multiple other scores (’805 Patent, col. 19:39-41).

V. Key Claim Terms for Construction

The Term: "computing relationship scores ... consisting of a function consisting of co-occurrence scores between pairs of distinct character strings stored in a single matrix" (’805 Patent, Claim 1)

  • Context and Importance: This term is at the heart of the ’805 Patent's alleged technological improvement. The infringement analysis will depend on whether Samsung's method of evaluating words falls within this specific, structured definition. Practitioners may focus on whether the accused system's algorithm, which the complaint describes as based on "frequency of mutual co-occurrence" (Compl. ¶41), can be characterized as computing "relationship scores" stored in a "single matrix."
  • Intrinsic Evidence for Interpretation:
    • Evidence for a Broader Interpretation: The specification describes using a co-occurrence matrix in general terms, stating it is "used to identify word pairs that are contextually associated, based on their frequency of co-occurrence" (’805 Patent, col. 12:53-55). This could support an argument that any system using co-occurrence frequencies from a matrix-like structure meets the limitation.
    • Evidence for a Narrower Interpretation: The specification provides specific examples, such as a matrix where rows and columns are lined with words from a word list and cells contain co-occurrence counts (’805 Patent, Fig. 5, col. 12:50-52). A party could argue the term requires this explicit structure, not just a conceptual or functional equivalent.

The Term: "overall ranking score computed as a function of a relationship score and at least one other score" (’805 Patent, Claim 1)

  • Context and Importance: This limitation requires a specific multi-factor calculation and is a key point of distinction for the ’805 Patent. Plaintiff must prove the Accused Product not only has a "relationship score" but combines it with at least one other distinct score to create a final ranking.
  • Intrinsic Evidence for Interpretation:
    • Evidence for a Broader Interpretation: The claim language "at least one other score" is open-ended, and the specification suggests the "other score" could be a "frequency score" based on how often the word is used in general (’805 Patent, col. 15:58-61). This may support a view that any combination of a co-occurrence metric and a general frequency metric would suffice.
    • Evidence for a Narrower Interpretation: The patent provides a specific mathematical formula for combining scores: f=Overall score=relationship score×frequency score (under certain conditions) (’805 Patent, col. 16:1-5). A party could argue that this requires two mathematically distinct and separable scores to be computed and then combined, and that a single, holistic algorithm that implicitly weighs different factors would not meet this limitation.

VI. Other Allegations

Indirect Infringement

The complaint alleges that Defendant induced infringement "by encouraging infringement, knowing that the acts Defendant induced constituted patent infringement" (Compl. ¶50). It does not, however, specify the acts of encouragement (e.g., user manuals, advertisements, or technical support documents).

Willful Infringement

The complaint does not contain a separate count for willful infringement. However, it alleges Defendant has had knowledge of its infringement "at least as of the service of the present Complaint" (Compl. ¶48) and includes a prayer for enhanced damages pursuant to 35 U.S.C. § 285 (Compl. ¶56.f), which may provide a basis for seeking damages for post-suit willful infringement.

VII. Analyst’s Conclusion: Key Questions for the Case

A key evidentiary question will be one of algorithmic correspondence: once the internal operation of Samsung's predictive text system is produced in discovery, does its algorithm in fact perform the specific, multi-step computations recited in the patent claims? The case may depend on whether the system's method for ranking suggestions can be mapped directly onto the ’805 Patent's requirement of an "overall ranking score" that is explicitly "computed as a function of a relationship score and at least one other score."

The case will also present a central issue of definitional scope: can the claim term "relationship scores ... stored in a single matrix" be construed to cover any system that uses co-occurrence data, or is it limited to the more explicit matrix structures and computational formulas described in the patent's embodiments? The resolution of this and other claim construction questions will be critical in determining the reach of the patents over the accused technology.